Filerlink
Financial · SECOnline SEC form submission platform for compliance and disclosure reporting, built for EDGAR-connected regulatory workflows.
SEC · EDGAR-integrated
SEC · EDGAR · Financial compliance
SEC EDGAR Software Developmentfor Financial Compliance Teams
Five production SEC systems shipped, including EDGAR form submission, high-volume encrypted EDGAR project management, prospectus distribution, and compliance-grade document workflows. Audit-ready architecture from day one. Flat fee. Written quote in 48 hours.
01What SEC compliance requires
EDGAR is the easy part. The architecture is the hard part.
Filing a form is a one-line API call. Building a system the SEC can audit two years later: that's the work. Cardinal builds for the audit before the audit is scheduled.
EDGAR-integrated software covers form generation, validation against the latest schema, submission, and reconciliation of acceptance acknowledgements. Each piece has to be observable and reversible. A filing that goes out wrong needs to be traced back to the exact data at the exact time, and the fix has to ship before the next deadline.
Disclosure workflows are where most platforms accumulate technical debt. Materiality, reviewer sign-off, timestamp of decision, distribution audit: each one is a chain of immutable events. Cardinal architects these as append-only logs with cryptographically-signed entries, not mutable database rows.
FINRA-awareness matters at the architecture layer. Broker-dealer obligations, investment-adviser custody rules, and transfer-agent recordkeeping each impose different retention, access, and reporting requirements. Cardinal scopes against the client's specific regulatory profile before any code is written.
02Production work
Five SEC systems in live regulatory traffic.
ProspectusConnect
Financial · SECCompliance communication platform for mutual fund prospectus distribution and regulatory reporting.
SEC · FINRA-aware · Mutual fund regulated
FilerManagement
Financial · SECAccount management and access control SaaS for financial compliance teams. Multi-user, role-based, audit-ready.
SEC · Financial regulatory
Simpliprint
Financial · SECFinancial print project management platform with integrated print-on-demand, built for public company issuers and mutual fund reporting.
SEC · Financial reporting regulated
Edgarworks/PL
Financial · SECHigh-volume encrypted project management platform for financial compliance and EDGAR filing workflows. Client database, automated archives and backups, integrated email and reminders, team collaboration, extensive reporting.
SEC · EDGAR-adjacent · Encrypted · Audit-trailed
03What Cardinal covers
Every SEC build ships with all of it.
- EDGAR filing-format generation, validation, and submission workflows
- Immutable audit logging, access control, and version history from day one
- FINRA-aware platform architecture scoped to the client's specific regulatory obligations
- Encrypted data handling for sensitive financial documents and filings
- Reporting and disclosure workflow automation built to compliance-grade standards
- Written runbook covering audit response, retention policy, and disclosure cadence
04Send the project
Two business days to a flat quote.
Email the brief or the repo. Mutual NDA countersigned the same day. Written audit and flat-fee quote inside two business days. No discovery call.
05Questions
The questions financial compliance buyers actually ask.
Can you build directly into EDGAR filing workflows?
Yes. Cardinal has shipped EDGAR-connected platforms including Filerlink (SEC form submission) and Edgarworks/PL (high-volume encrypted project management for EDGAR workflows). Five of our twelve production systems run under SEC compliance posture.
Are your builds FINRA-aware?
Yes. Cardinal's financial compliance work accounts for FINRA reporting requirements at the architecture layer, not as an afterthought. Each project is scoped against the specific regulatory obligations of the client (broker-dealer, investment adviser, transfer agent) before any code is written.
How do you handle audit trails for financial software?
Cardinal configures immutable audit logging, role-based access control, and version history from day one of every financial compliance build. Audit posture is built into the system architecture rather than retrofitted before an examination.
What is the pricing for a financial compliance platform?
Send a brief and we return a flat written quote inside two business days. Flat fee, no hourly billing, no scope surprises.
Send the project